New IIA-CIA-Part1 Test Vce & IIA-CIA-Part1 Accurate Answers
New IIA-CIA-Part1 Test Vce & IIA-CIA-Part1 Accurate Answers
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Students are given a fixed amount of time to complete each test, thus IIA Exam Questions candidate's ability to control their time and finish the IIA IIA-CIA-Part1 exam in the allocated time is a crucial qualification. Obviously, this calls for lots of practice. Taking TorrentExam IIA-CIA-Part1 Practice Exam helps you get familiar with the Essentials of Internal Auditing (IIA-CIA-Part1) exam questions and work on your time management skills in preparation for the real Essentials of Internal Auditing (IIA-CIA-Part1) exam.
IIA-CIA-Part1 (Essentials of Internal Auditing) Certification Exam is a globally recognized professional certification offered by the Institute of Internal Auditors (IIA). Essentials of Internal Auditing certification exam is designed to test the candidate's knowledge and understanding of the essential principles and practices of internal auditing. Essentials of Internal Auditing certification is an entry-level certification and is the first step towards becoming a Certified Internal Auditor (CIA).
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IIA-CIA-Part1 Accurate Answers | Exam IIA-CIA-Part1 Learning
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IIA Essentials of Internal Auditing Sample Questions (Q851-Q856):
NEW QUESTION # 851
Reviewing prior audit reports and supporting workpapers before an engagement starts enables an internal auditor to do which of the following?
1. To understand better the activity and processes that will be audited.
2. To identify the audit procedures that will be used during the engagement.
3. To ensure that matters of greatest vulnerability will be addressed.
4. To use the information obtained as evidence in the current engagement.
- A. 1 and 3 only
- B. 1 and 4 only
- C. 4 only
- D. 2, 3, and 4 only
Answer: A
NEW QUESTION # 852
Internal auditors must exercise due professional care by considering which of the following?
Cost of assurance in relation to potential benefits.
Adequacy and effectiveness of governance, risk management, and control processes.
Management's competency level in the area being evaluated.
Probability of significant errors, fraud, or noncompliance.
- A. 1,2,and 4 only
- B. 1 and 2 only
- C. 2,3,and 4 only
- D. 1,2,and 3 only
Answer: A
NEW QUESTION # 853
An organization's operations management is aware of existing internal control deficiencies but they lack the competency to execute internal control measures. Which of the following actions if taken by the internal audit activity is appropriate to assist operating management in achieving continuous improvement on internal controls?
- A. Provide training on controls and on self-monitoring processes
- B. Conduct more assurance assignments on high risk areas
- C. Recommend installing an enterprisewide risk management system.
- D. Foster the importance of the control environment
Answer: A
Explanation:
If the operations management lacks the competency to execute internal control measures, the most appropriate action by the internal audit activity to assist in achieving continuous improvement is to provide training on controls and on self-monitoring processes. This helps build management's capacity to understand and implement effective controls and fosters a culture of continuous improvement within the organization.
References: IIA guidance on the role of internal audit in developing management's control competencies, highlighting training and educational support as key methods for enhancing internal control practices.
NEW QUESTION # 854
During the planning stage of an assurance engagement, a payroll clerk informed the internal auditor that he is often asked to add new employees to the payroll without any formal new-hire documentation from human resources. The auditor is concerned that this increases the risk for fraud. To complete engagement planning, which of the following is the most appropriate next step for the auditor to take?
- A. Ask the clerk to provide a list of any suspicious new employee names on the payroll.
- B. Increase the sample size to be tested, ensuring a thorough review of the payroll records.
- C. Investigate the matter further to understand precisely how many payroll records were affected.
- D. Advise the chief audit executive of the clerk's assertion, despite the lack of supporting evidence.
Answer: A
NEW QUESTION # 855
To identify those components of a telecommunications system that present the greatest risk, an internal auditor should first:
- A. Determine the business purpose of the network.
- B. Identify the network operating costs.
- C. Review the open systems interconnect network model.
- D. Map the network software and hardware products into their respective layers.
Answer: A
NEW QUESTION # 856
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